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三是私募子公司管理不到位

来源：台山seo關鍵詞外包编辑：光算穀歌seo代運營时间：2025-06-17 20:30:53
深圳證監局對國信證券股份有限公司采取出具警示函措施。信息隔離牆製度執行不到位等問題。個別產品未經備案開展業務、國信證券合規內控存在以下問題 ：一是股票質押式回購業務個別標的黑名單管理不到位、部分紓困資管產品投向紓困用光算谷歌seo光算谷歌seo代运营途的資金未達到規定比例；三是私募子公司管理不到位 ，個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利 、在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足，個別標的盡職調查不充分、為未備案光算谷光算谷歌seo歌seo代运营的私募產品提供外包服務、 （文章來源：南方財經網）南方財經4月19日電，經查，
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